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T-REX - your Tailored Regulatory Exchange

The regulatory landscape is always shifting. How do you keep up?

T-REX is a tailored service that monitors and summarises regulatory changes that are relevant to your Australian Financial Services Licence (AFSL) and Australian Credit Licence (ACL) authorisations. The end product of this service is the monthly tailored newsletter, T-REX, and a private, subscriber-only forum.

T-REX stands for Tailored Regulatory Exchange. The newsletter has been in publication and providing value to the Responsible Managers and Compliance staff of AFSL holders since 2004. It now covers Financial Services Regulation, Anti-Money Laundering & Counter-Terrorism Financing, and Consumer Credit Regulation updates, so far as they are relevant to your AFSL and / or ACL.

Benefits of the service

  • Training. You can include T-REX on your training register to help demonstrate that you are maintaining your knowledge and organisational competence as required of Responsible Managers (RMs). In fact, RMs of ACL holders need to maintain a minimum of 20 CPD points! This can contribute to that requirement. It can also help you meet your AML/CTF training requirements.

  • Get answers. You can comment or ask questions about any of our articles – direct from your tailored newsletter. You’ll get access to our subscriber-only forum which has a copy of each article for you to comment on or question.

  • Update your procedures. We include tips to update your procedures, where relevant.

  • Peace of mind. Know that regulatory changes that affect your business are less likely to “slip through the cracks”.

  • Research tool. We can save you time by helping to guide your research: we include links to various sources for you to explore in more detail.

  • Save time. The newsletter is tailored to your authorisations. If you’re not a product issuer, we won’t tell you about changes to the law relating to PDSs.

  • Industry commentary. We add our own thoughts and observations acquired “from the field”, in the varying capacities of our authors as lawyers and compliance consultants.

Who are our contributors?

Our contributors are lawyers and compliance consultants with lots of hands-on experience with licensees. They spend most of their time working in financial services and regulatory compliance.

Cost

The T-REX service costs only $66 per month per licensee and is charged on a quarterly billing cycle. You can opt-out of your subscription at any time.

Subscribe

You can subscribe to T-REX by selecting the “SIGN UP TO T-REX NOW” button at the top right of this page. If you have any questions, contact us on +61 3 9670 8056 or via the form in the “Contact us” tab of this site.